Disclosures
N10° Assets & N10° Wealth are SEC registered investment advisers located in New York, New York. Registration as an investment adviser does not imply a certain level of skill or training. The publication of N10° Assets’ or N10° Wealth’s web site on the internet should not be construed by any consumer or prospective client as N10° Assets’ or N10° Wealth’s solicitation or attempt to affect transactions in securities, or the rendering of personalized investment advice over the internet. This communication contains certain statements that indicate future possibilities. These statements are aspirational and N10° Assets & N10° Wealth do not guarantee any success in the services it provides. As such, there is no guarantee that any views and opinions expressed herein will come to pass. Investing involves risk of loss including loss of principal. Past investment performance is not a guarantee or predictor of future investment performance.
A copy of N10° Assets’ & N10° Wealth’s current written disclosure statements are set forth on Form ADV, discussing N10° Assets’ & N10° Wealth’s business operations, services, and fees are available from N10° Assets & N10° Wealth upon written request or through the SEC’s Investment Adviser Public Disclosure site at www.adviserinfo.sec.gov. N10° Assets & N10° Wealth do not make any representations as to the accuracy, timeliness, suitability or completeness of any information prepared by any unaffiliated third party, whether linked to or incorporated herein. All such information is provided solely for convenience purposes only, and all users thereof should be guided accordingly. We are neither your attorneys nor your accountants, and no portion of this material should be interpreted by you as legal, accounting or tax advice. We recommend that you seek the advice of a qualified attorney and accountant.
Sports & Entertainment Accredited Wealth Management Advisor℠ (SE-AWMA®)
Individuals who hold the SE-AWMA® designation have completed a course of study encompassing qualitative planning, trusts, investments, cash flow, budgeting, tax planning, business planning, estate planning, employee and retirement benefits for high-net-worth sports and entertainment clients. Additionally, individuals must pass an end-of-course examination that tests their ability to synthesize complex concepts and apply theoretical concepts to real-life situations. To maintain the SE-AWMA designation, designees must complete 16 hours of continuing education and pay a renewal fee every two years.
Certified Private Wealth Advisor® (CPWA®)
The CPWA® designation signifies that an individual has met initial and on-going experience, ethical, education, and examination requirements for the professional designation, which is centered on private wealth management topics and strategies for high-net-worth clients. The designation is administered through The Investments & Wealth Institute (“IWI”) formerly known as the Investment Management Consultants Association. Prerequisites for the CPWA® designation are a bachelor’s degree from an accredited college or university or one of the following designations or licenses: CIMA®, CIMC®, CFA®, CFP®, ChFC®, or CPA license; have an acceptable regulatory history as evidenced by FINRA Form U-4 or other regulatory requirements and five years of professional client centered experience in financial services or a related industry. CPWA® designees have completed a rigorous educational process that includes self-study requirements, an in-class education component, and successful completion of a comprehensive examination. CPWA® designees are required to adhere to the institute’s Code of Professional Responsibility and Rules and Guidelines for Use of the Marks. CPWA® designees must report 40 hours of continuing education credits, including two ethics hours, every 2 years to maintain the certification.